The artists and art researchers, especially in those times when
the art itself did not distinguish so clearly its own specifics
and its difference from that of science, would probably envy
definite vocabulary of natural sciences. The latter always strove
for monosemantic meaning of their categories, terms, notions,
etc. Such tendency exists in art up to present day, being less
pronounced though.
This tendency reveals itself in most considerable form in the
theory of music, from the very origins of it. This can be
explained, probably, by the fact that music paradoxially (more
precisely, dialectically) combines in itself the emotional
spontaneity with strong inclination to formalization. Let's refer
in connection with that to Aristotle and other Ancient thinkers,
who defined in most details the emotional/ethic features of the
tonalities used in those times. (It's worth to note that the same
and even more strict adherence to classification and regulation
of musical methods and means existed in Ancient East aesthetics,
irrespectively of European culture influence). This attitude was
typical for Middle Ages aesthetics too, with some additions and
corrections. "From ethos to affect" - this was the title of the
book by the contemporary scientist V. Shestakov, who described the
following dynamics of music intention in New Age. It's
interesting that simultaneously Hungarian musicologist D.Zoltai
has published the book under the similar title "Ethos and
Affect". The researchers have subjected so-called "theory of
affect", being very popular in XVII-XVIII centuries and
originating from R.Dekart's well-known expression that "the
purpose of music is to amuse us and to exite various affects".
The positive potential of this tendency is obvious - the "affect
theory" favoured music in addressing the real Man, with all his
passions, instead of being restricted with religious tasks. The
classification of various affects had been developed. One more
positive aspect of that theory is that it's adherents not simply
pointed to a certain content of a music, but also tried to reveal
the main principles of its language. But in the course of time
the shortcomings of this theory became evident too. First of all,
it's a mistake to consider music as a simple "emotion machine" -
it includes deep ideas and thoughts, let in non-verbal form. It
is not for nothing that such notion as "musical thinking" is
widely used. And the most important thing, which can't help to
contradict the music practice, is the striving of the most rigid
adherents of the "affect theory" to canonize the discovered
correspondences between affects and certain methods and means of
music expression. More than that, they even offer them as sort of
formulae how to do creative work - notwithstanding artistic,
stylistic, historic, etc. context. This way the "affect theory"
turned out as its own antipode - the pure rational approach.
It's worth to note specially, that "affect theory" did nor
emerged spontaneously. Let's remind that it borrowed its
methodologigal basis from such systems as sensualism and
philosophical rationalism, both playing dominant role in that
times. It blended quite well with the traditions of normative
aesthetics, the true child of classicism, which, in its turn,
reflected the "order" and "harmony" of absolutist state. But
let's return to the music.
Since Renascence (more precisely, XVI century) major and minor
tonalities began to dominate in music. They were characterized by
the "affect theory" as two opposite emotional poles. It's worth
to note that corresponding semantics of them remained up to
present, even in the common language constructions: "major" or
"minor" mood, etc. During the process of temperament, which had
been completed at the end of XVII century, the variety of all
possible tonalities were gradually put into circulation, until
there was the whole army of them - 12 major and 12 minor tonalities,
to express the range of human feelings. On the base of musical
experience and some theoretical concepts, a number of tables of
correspondences between tonalities and affects have been
elaborated, sometimes with rather funny descriptions. Look, for
example, at M.Charpentier's table for major tonalities:
C-dur - cheerful and warlike
D-dur - joyful and VERY warlike
E-dur - quarrelsome and irritable
Es-dur - cruel and stern
F-dur - violent and hasty
G-dur - tender and joyful
A-dur - joyful and pastoral
B-dur - majestic and joyful
H-dur - stern and sorrowful.
The problem of the exposure of the intention, the meaning of
tonalities (or their semantics, in modern terms) has become, let
me say it, the favorauble ground of theoretic discussions in the
rational XVII century. Though even in that time a good number of
scholars understood clearly that "affect" aspect of music is not
determined by the tonalities only. They tried to establish
connections between affects and certain timbres, tempos,
melodies, stressing their dependence upon the context. But the
task to find out semantics and meaning of the tonalities still
attracted many by its evident simplicity, and "provoked" any
researcher by the existence of structure in their variety and
the finite number of them (12 x 2 = 24).
There are many explanations of the diversity of emotional
appraisals of different tonalities, especially the polar
emotional opposition between major and minor. Somebodies consider
it as a mere tradition (casual to some extent), established at
the beginning of major/minor system formation. Others accentuate
theoretical and instrumental complications of handling different
tonalities and put forward physiological explanations. They might
assume some subconscious emotional reactions to the nuances of
notations, such as the number of alternation signs in the
tonality's name and the relative number of black of white keys in
the corresponding scales. Or they might refer to the
physiological features of the hearing organ, which make it
predisposed to a certain tones, thus determing the diversity of
emotional appraisals of the tonalities.
The famous composer R. Shumann imtroduced popular notion "the
circle of fifths" in a special issue, titled just as
"Characterization of Tonalities". He arranged in a circle the
series of tonalities, separated by fifth interval. While moving
along the circle, a certain regularity can be noticed in the
transition from "simple" C-dur to more "complex" sharp keys, with
Fis-dur at the top, and then backwards through the flat keys to
C-dur again. He does not claim for any more, noticing only that
"the difference between major and minor has to be stated from the
very beginning. The first is creative, masculine principle, the
second is passive and female one". As regards tonalities
themselves, he dares only the following remark: "The simplest
feelings need simple tonalities, more complex feelings seek for
more rare ones, less common to the hearing sense". He does not
advice to anybody to try more concrete approach, mocking naive
"normative declarations" of one of enthusiastic contemporary,
who, for instance, called E-minor "the girl in white with a bow
on the bosom" and found in G-minor "unpleasant feeling" and -
which touched him most - "the gloomy biting one's lips".
But immediately the question arises: is it possible that the
representatives of "affect theory" had been altogether wrong, and
the semantics of tonalities and the rules of handling them are
absolutely arbitrary? Schumann tactfully hints that "the truth
lies in the middle, as usual" and put forward an assumption "the
process that enables the composer to choose this or that
fundamental tonality to express his feelings, is as inexplicable
as the creative process of the man of genius, who creates both
the new idea and a form, which serves as a container for it".
Schumann goes on: "One cannot say that any certain feeling, in
order to be expressed adequately, needs to be translated into
music by means of only one certain tonality". But he can't agree
with those who believe that "everything can be expressed in any
tonality". Actually, at present time (and lately), the majority
of musicians share this point of view, as our opinion poll has
shown, though they might often claim for their own stable
preferences, formed in course of education and their own creative
work, due to the influence of authorative teachers, certain music
school, spirit of epoch, and a number of other sometimes quite
unexpected determinants. The existence of such preferences, i.e.
personal systems of tonality semantics is neither positive nor
negative, being just a sign of ontological status of
subjectivity, which is obligatory attribute of the art, created
by the individual and for other individuals. As A.S.Pushkin said
in one of his genial remarks: "the poet can be judged only
according to the law he establishes for himself"...
After all the above reflections on the semantics of tonalities,
let's remind that the language of musicology is synesthetic by
the nature, and widely applies intersensory transfer in its
terms. For instance, such notions as "low/high pitch", "pattern of
a melody", "tone color", "harmony color", "chromatics", are
constructed using vocabulary of visual sensations. More than
that, to mark the qualitative distinction between musical sounds
of various instruments, many languages designate it as "tone
color" (English), "Klangfarbe" (German). No wonder then, that
many musicians and poets assign certain colors (by their own
choice) to the timbres: "The blue-dawn sound of the flute"
(K. Balmont).
"Timbre display of the mode" - in such exact and capacious words
the essence of the notion "tonality" has been characterized by
B. Asaf'ev. No wonder that this functional closeness had led many
musicians to "color" tonalities too. Of course they made it in
associative, metaphoric, imaginative sense, contrary to the
opinion of some researchers, who believe that such composers as
Rimsky-Korsakov, Scriabin, Asaf'ev set color to tonalities on the
level of real "co-sensations". These composers left the evidences
of their color-tonality correspondences not only "in words", but
also in their compositions (see Table 1).
Tonality |
A. N. Scriabin |
N. A. Rimsky-Korsakov |
B. V. Asaf'ev |
C major |
red |
white |
|
G major |
orange-pink |
brownish-gold, light |
the emerald color of lawns after the spring rain or the storm |
D major |
yellow, bright |
daylight, yellowish, royal |
sun rays, the brilliance just as intensive radiation of light
(as if one looks at Tiflis from David Mountain at the hot day |
A major |
green |
clear, spring, pink; this is the color of eternal youth |
rather joyful, intoxicating mood than light perception; but
as that, it is close to D major |
E major |
whitish-blue |
blue, saphire, bright, dark azure, nightly |
nightly, very starry sky, very deep and perspective |
B major |
similar to E major |
gloomy, dark blue with steel greyish-lead shine; the color
of omnious storm-clouds |
|
F sharp major |
blue, bright |
greyish-green |
the ripe orange peel (C flat major) |
D flat major |
violet |
darkish, warm |
red glow |
A flat major |
purplish-violet |
greyish-violet of delicate dreamy character |
the color of cherry (cross section) |
E flat major |
steel color with metallic sheen |
dark, gloomy, grey-bluish (the tonality of "fortress and towns") |
the feeling of sky-blue, azure |
B flat major |
similar to E flat major |
somewhat darkish and strong |
the feeling of ivory colo |
F major |
red |
green, clear, pastoral; the color of spring birch-tree |
|
It is striking, how the history would repeat itself! The
differences in color-tonality systems which can be seen from
Table 1, gave some researchers an occasion to put forward a
number of incredible explanations of their origin (though we
understand now, that the very expression "color hearing" is
itself a metaphor). Brain abnormality, the play of chances,
esoteric feature of psychics, the rudiment of primitive
syncretism - these are only part of assumptions regarding color
hearing of composers, that could be met in musicological studies
of passed years. Though it is clear, that "color-hearing"
abilities of these composers are not at all unique case! Being
asked, everybody would agree that the word "Sunday" is of bright,
red color, while "Monday" is grey and gloomy. That is just
common synesthesia, not clinical one. But educated mind has very
stable predujce - to seek for "objective" laws for anything,
including color-tonality correspondences, and to assume them
single meaning. Just as it was in XVII century in "affect theory"
regarding semantics of tonalities. The musicians themselves had
contributed a lot to support this predujce. Scriabin, for
instance, having some attitude to solipsism and messianism,
considered his color-tonality system as universal, the only
possible one, and claimed it being obligatory for everyone! More
than that, on this reason he put forward the idea of "lighting
symphony", and realized it in "Prometheus" in the form of
coloring of harmonies and tonalities according to his universal
scheme. He was so confident in absolute common meaning of his own
"color hearing" that he did not leave any instructions regarding
colors in the "Luce" part of "Prometheus" score!...
Does it mean that the sphere of color-tonality correspondences is
a kingdom of absolute chaos and subjectivizm? No, it's not so -
see once more the above Schubert's arguments on the semantics of
tonalities... Is it true, that the composer, being attracted by
the idea of "lighting symphony", has no way to visualize his
tonalities into colors, by the reason that "color hearing", as it
appears, is not the same for all people? No, it's not so, and
such statement of a question is not justified. The true answer we
have already learned from Pushkin's remark - the poet (the
musician, light-musician) could be judged only according to the
laws he has set for himself!...
It is quite another matter, that such purpose - to visualize in
colors the tonal system of "Prometheus" - does not exhaust at all
the whole potentials of music synthesis. By the way, this was
clear to Scriabin himself. Already in the course of his first
rather timid experiment with "Prometheus", he abandoned a
principle of color-tonality "parallelizm" in favour of great
potentialities of sight-hearing counterpoint, sight-hearing
polyphony. But this is a subject for another story...
Published in: "Languages of Science - Languages of Art" (collected
works). - Moscow: Progress-Traditziya, 2000, p.139-143.